Our Process
Step 1 - Contact:
Make an appointment with a Professional Investment Services adviser.
Step 2 - Your finances and you:

Your Professional Investment Services adviser can arrange a consultation that allows you to discuss your financial circumstances. Together you will identify where you are now and where you would like to be. We recommend you compile the following documents (listed below) for the initial interview to enable your adviser to obtain a clear understanding of your financial position.
At your first meeting, your Professional Investment Services (NZ) adviser will provide you with a Disclosure Statement which outlines their:
- Assets and Liabilities
- Details of your income and expenditure
- Details of insurance policies in place
- Details of investments
- Estate Planning documentation - ie: Wills, Trust Deeds
- Your goals - short, medium and long term
At your first meeting, your Professional Investment Services (NZ) adviser will provide you with a Disclosure Statement which outlines their:
- Qualifications
- Responsibility for advice given
- Restrictions applying to advice given
- Fees and charges
- Complaint resolution schemes available
- Privacy information
Step 3 - Information appraisal:
Your Professional Investment Services adviser will review and analyse the information supplied and collect any additional information they consider necessary to asist them in the preparation of your financial plan. Based on this information, your adviser will determine your financial position, goals, and risk profile.
Step 4 - The building blocks - Financial Plan:
Your Professional Investment Services adviser will develop the personalised strategies needed to build and enhance your financial future. This plan, along with formal written recommendations will be presented to you.
Step 5 - Perfecting your strategy:
Here you will have the opportunity to discuss the proposal and make sure you are comfortable with the recommendations made by your Professional Investment Services adviser.
Step 6 - Making it happen:
Once you have taken time to review the Plan, if you are completely satisfied, your Professional Investment Services adviser will ask you to sign an 'Authority to Proceed' that formally documents your consent. Your adviser will then implement the agreed recommendations on your behalf.
Step 7 - We are here for you:
You will continue to have full support and assistance from your Professional Investment Services adviser. Your financial objectives, goals and needs will be reviewed regularly, and your plan revised where appropriate.